AccountModificationInstructionV08acmt.003.001.08

Mandatory
Mandatory
Optional
Optional
InvstmtAcctSelctn
Mandatory
ModfdInvstmtAcct
Optional
ModfdAcctPties
Repetition (0..n)
Mandatory
PrncplAcctPty
Optional
PmryOwnr
Choice
Trstee
Choice (1..5)
Nmnee
Choice
Pty
Mandatory
MnyLndrgChck
Optional
Repetition (0..n)
OwnrshBnfcryRate
Optional
Optional
FsclXmptn
Optional
Optional
MiFIDClssfctn
Optional
Ntfctn
Repetition (0..n)
FATCAFormTp
Repetition (0..n)
FATCASts
Repetition (0..n)
FATCARptgDt
Optional
CRSFormTp
Repetition (0..n)
CRSSts
Repetition (0..n)
CRSRptgDt
Optional
Repetition (0..n)
TaxXmptn
Optional
TaxRptg
Repetition (0..n)
Lang
Optional
MailTp
Optional
Optional
MntryWlth
Optional
EqtyVal
Optional
WorkgCptl
Optional
CpnyLk
Optional
Optional
Repetition (0..n)
Repetition (0..n)
Optional
Optional
Repetition (0..n)

Controlling Party

CtrlgPty
Optional

Definition: Party is the controlling person. (For an Entity that is a legal person, the term "Controlling Persons" means the natural person(s) who exercises control over the Entity. "Control" over an Entity is generally exercised by the natural person(s) who ultimately has a controlling ownership interest in the Entity. A "control ownership interest" depends on the ownership structure of the legal person and is usually identified on the basis of a threshold applying a risk-based approach (e.g. any person(s) owning more than a certain percentage of the legal person, such as 25%). Where no natural person(s) exercises control through ownership interests, the Controlling Person(s) of the Entity will be the natural person(s) who exercises control of the Entity through other means. Where no natural person(s) is identified as exercising control of the Entity, the Controlling Person(s) of the Entity will be the natural person(s) who holds the position of senior managing official.).

Type: YesNoIndicator

Restrictions:

    JntOwnr
    Choice (1..5)
    ScndryOwnr
    Repetition (0..n)
    Bnfcry
    Repetition (0..n)
    PwrOfAttny
    Repetition (0..n)
    LglGuardn
    Repetition (0..n)
    CtdnForMnr
    Repetition (0..n)
    SucssrOnDth
    Repetition (0..n)
    Admstr
    Repetition (0..n)
    OthrPty
    Repetition (0..n)
    Grntr
    Repetition (0..n)
    Sttlr
    Repetition (0..n)
    Repetition (0..n)
    Prtctr
    Repetition (0..n)
    Optional
    ModfdIntrmies
    Repetition (0..n)
    ModfdPlcmnt
    Optional
    ModfdIsseAllcn
    Optional
    ModfdSvgsInvstmtPlan
    Repetition (0..50)
    ModfdWdrwlInvstmtPlan
    Repetition (0..10)
    ModfdCshSttlm
    Repetition (0..8)
    Repetition (0..30)
    Repetition (0..n)
    Optional
    Xtnsn
    Repetition (0..n)
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    DenyAllow