MeetingEntitlementNotificationV09seev.003.001.09

Definition: Reason a security is not available or additional information about the financial instrument for which the balance is given, for example, unregistered, registered in nominee name.

Type: SecuritiesEntryType2Code (String)

Allowed Values:

• BLOK (Blocked): Balance of securities that are blocked or frozen. A financial instrument may be unavailable due to external
• ELIG (Eligible): Total number of securities eligible for this event.
• PEND (Pending Delivery): Balance of securities that are pending delivery.
• PENR (Pending Receipt): Balance of securities that are pending receipt.
• NOMI (Registered): Balance of securities that are registered (in the name of a nominee or of the beneficial owner).
• SETD (Settled): Balance of securities representing only settled transactions.
• BORR (Borrowed): Balance of securities that have been borrowed from another party.
• LOAN (On Loan): Balance of securities that have been loaned to a third party.
• SPOS (Street Position): Balance of securities that remain registered in the name of the prior beneficial owner of securities.
• TRAD (Traded): Balance of securities representing traded transactions.
• COLI (Collateral In): Balance of securities that belong to a third party and that are held for the purpose of collateralisation.
• COLO (Collateral Out): Balance of securities that belong to the safekeeping account indicated within this message, and are deposited with a third party for the purpose of collateralisation.
• UNBA (Uninstructed Balance): Balance of uninstructed position.
• INBA (Instructed Balance): Balance of instructed position.
• REGO (Out For Registration): Balance of securities currently being processed by the institution responsible for registering the new beneficial owner (or nominee) of securities after a transaction has settled.