ShareholdersIdentificationDisclosureResponseV02seev.047.001.02

ShareholdersIdentificationDisclosureResponseV02
ShrhldrsIdDsclsrRspn
Mandatory
Pagination
Pgntn
Optional
Issuer Disclosure Request Reference
IssrDsclsrReqRef
Mandatory
Disclosure Response Identification
DsclsrRspnId
Mandatory
Responding Intermediary
RspndgIntrmy
Mandatory
Disclosure Information
DsclsrInf
Mandatory
No Disclosure
NoDsclsr
Choice
Safekeeping Account And Holdings
SfkpgAcctAndHldgs
Choice (1..n)
Safekeeping Account
SfkpgAcct
Mandatory
Account Servicer
AcctSvcr
Mandatory
Shareholding Balance On Own Account
ShrhldgBalOnOwnAcct
Mandatory
Shareholding Balance On Client Account
ShrhldgBalOnClntAcct
Mandatory
Total Shareholding Balance
TtlShrhldgBal
Mandatory
Account Sub Level
AcctSubLvl
Optional
Non Disclosed Shareholding Quantity
NonDscldShrhldgQty
Optional
Below Threshold Shareholding Quantity
BlwThrshldShrhldgQty
Optional
Disclosure
Dsclsr
Repetition (0..n)
Safekeeping Account
SfkpgAcct
Optional
Account Holder
AcctHldr
Mandatory
Legal Person
LglPrsn
Repetition (0..n)
Name And Address
NmAndAdr
Mandatory
Email Address
EmailAdr
Optional
Identification
Id
Mandatory
Country Of Incorporation
CtryOfIncorprtn
Optional
Year Of Incorporation
YrOfIncorprtn
Optional
Activity Indicator
ActvtyInd
Optional
Investor Type
InvstrTp
Optional

Code

Cd
Choice

Definition: Investor type expressed as an ISO 20022 code.

Type: Eligibility1Code (String)

Allowed Values:

  • ELIG (Eligible Counterparty): Eligible customers are the most sophisticated level of investor, able to opt out of some the protections afforded by conduct of business rules.
  • RETL (Retail Client): Retail customers are the least sophisticated level of investor.
  • PROF (Professional Client): Professional customers are, for example, investment firms, credit institutions, insurance companies.

Proprietary
Prtry
Choice
Ownership
Ownrsh
Optional
Natural Person
NtrlPrsn
Repetition (0..n)
Shareholding Balance
ShrhldgBal
Repetition (1..n)
Supplementary Data
SplmtryData
Repetition (0..n)
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