CustodyStatementOfHoldingsV02semt.002.001.02

Definition: Reason a security is not available or additional information about the financial instrument for which the balance is given, for example, unregistered, registered in nominee name.

Type: SecuritiesBalanceType2Code (String)

Allowed Values:

• CLEN (Tax Exempt): Balance of tax-exempt securities.
• DIRT (Non Tax Exempt): Balance of taxable securities.
• NOMI (Registered): Balance of securities that are registered (in the name of a nominee or of the beneficial owner).
• OTHR (Unclassified): Balance of securities that is unclassified, ie, is not identified with one of the existing sub-balance types.
• SPOS (Street Position): Balance of securities that remain registered in the name of the prior beneficial owner of securities.
• UNRG (Unregistered): Balance of securities that could not be registered due to foreign ownership limitation.