SecuritiesBalanceCustodyReportV11semt.002.001.11

Definition: Reason a security is not available or additional information about the financial instrument for which the balance is given, for example, unregistered, registered in nominee name.

Type: SecuritiesBalanceType7Code (String)

Allowed Values:

• COLA (Eligible For Collateral Purposes): Balance of securities that are eligible for use for collateral purposes.
• OTHR (Unclassified): Other. See Narrative.
• CLEN (Tax Exempt): Tax-exempt financial instruments are to be settled.
• DIRT (Non Tax Exempt): Taxable financial instruments are to be settled.
• NOMI (Registered): Balance of financial instruments that are registered (in nominee name or in the name of the beneficial owner).
• SPOS (Street Position): Balance of financial instruments that remain registered in the name of the prior beneficial owner.
• UNRG (Unregistered): Balance of securities that could not be registered due to foreign ownership limitation.
• ISSU (Issued): In issuer agent / depository communication, balance of issued financial instruments for which legal documentation has been received.
• QUAS (Quasi Issued): In issuer agent / depository communication, balance of issued financial instruments for which legal documentation has not yet been received.