Code (Cd)

AWMO (Awaiting Money): Financial instruments are delivered, but still awaiting money from counterparty.
ADEA (Account Servicer Deadline Missed): Instruction was received after the account servicer's deadline. Processed on best effort basis.
AUTH (Sent To Tax Authorities): Tax reclaim has been sent to the tax authorities.
CAIS (Awaiting Securities): Awaiting financial instruments from a corporate action or other procedure, for example, conversion, dematerialisation, exchange, registration, stamping, splitting.
REFU (Instruction Refused Or Not Recognised): Instruction has been refused or not recognised and is represented automatically.
AWSH (Awaiting Securities From Counterparty): Financial instruments have not yet been received from the counterparty (if receive against payment trade), the money has been delivered.
PHSE (Physical Delivery Delay): Settlement is physical. Financial instruments are being delivered.
TAMM (Trade Amended In Market): Trade is being amended in the market.
DOCY (Awaiting Documents Or Endorsements From You): Awaiting documents or endorsements from you.
DOCC (Awaiting Documents Or Endorsements From Coun): Awaiting documents or endorsements terparty from counterparty.
BLOC (Account Blocked): Your account is blocked, no instruction can settle over the account.
CHAS (Enquiry Sent): A chaser/enquiry has been sent.
NEWI (New Issues): Financial instrument is a new issue and not yet available/tradable.
CLAC (Counterparty Insufficient Securities): Insufficient deliverable financial instruments in counterparty's account or counterparty does not hold financial instruments.
MUNO (Multiple Settlement Amount): Quantity instructed is not a multiple of an existing settlement quantity lot for the financial instrument.
GLOB (Global Form Securities): Settlement cannot be executed; financial instruments are in global form.
PREA (Your Instruction On Hold): Your instruction is a preadvice, that is, for matching only.
PART (Trade Settles In Partials): Trade will settle in partials.
NMAS (No Matching Required): Instruction has not been matched; matching process is not required.
CMON (Counterparty Insufficient Money): Insufficient money in counterparty's account.
YCOL (Collateral Shortage): Insufficient collateral in your account to execute the instruction.
COLL (Securities Pledged As Collateral): Financial instruments are not deliverable as they are pledged as collateral.
DEPO (Refused Deposit For Issue Of Depositary Receipts): Deposit of shares for the issuing of depositary receipts has been refused. The allotment granted by the issuer is exceeded by your transaction.
FLIM (Maximum Foreign Limit Reached): Insufficient deliverable financial instruments in your account as maximum foreign limit has been reached.
NOFX (No Foreign Exchange Instruction): A foreign exchange instruction from you is missing.
INCA (Income Adjustement Required): Financial instruments require income adjustment, for example, dividend or interest.
LINK (Pending Linked Instruction): Your instruction is pending settlement because the instruction linked to it is pending.
FUTU (Awaiting Settlement Date): Awaiting settlement date. No settlement problems to be reported.
LACK (Lack Of Securities): Insufficient financial instruments in your account.
LALO (Securities Loaned Out): Financial instruments are out on loan.
MONY (Insufficient Money): Insufficient money in your account.
NCON (Confirmation Not Received): Confirmation of settlement has not yet been received.
REFS (Not In Good Order): Delivery/receipt was refused because physical financial instruments are not in good order.
SDUT (Lack Of Stamp Duty Information): Stamp duty information is missing.
BATC (Processing Batch Difference): Processing batch differs in the counterparty's instruction, for example, daytime/real-time versus overnight.
CYCL (Awaiting Next Settlement Cycle): Your instruction is confirmed in the local market or is ready for settlement, awaiting next settlement cycle.
SBLO (Securities Blocked): Financial instruments are blocked due to, for example, a corporate action event, realignment.
CPEC (Counterparty In Receivership): Counterparty is in receivership (form of bankruptcy where a court appointed
MINO (Minimum Settlement Amount): Quantity instructed is lower than the minimum existing settlement quantity for the financial instrument.
IAAD (Status Reason Investigation): Pending reason being investigated.
PHCK (Physical Securities Verification): Physical financial instruments have been received and are being checked for authenticity.
BENO (Beneficial Ownership Disagreement): Disagreement in beneficial ownership.
BOTH (Both Instructions On Hold): Counterparty's instruction and your instruction are on hold/frozen/ in a preadvice mode.
CLHT (Clearing House Trade): Instructed settlement date does not agree with the settlement date on the clearing house trade, that is, a specific type of trade in India.
DENO (Unavailable Deliverable Denominated Quantity): Quantity instructed does not match the denomination available/deliverable. Physical securities need to be obtained in deliverable denominated quantities.
DISA (Natural Disaster): Exceptional closing of all financial institutions due to natural disaster, for example, earthquake.
DKNY (Counterparty Returned Shares): Counterparty has returned or refuses the securities.
DQUA (Quantity Disagreement): Quantity of financial instruments does not match.
FROZ (Securities Frozen At CSD): Financial instruments are blocked at the Central Security Depository (CSD) following a corporate event.
LAAW (Awaiting Other Transaction): Awaiting settlement of a purchase to cover failing positions.
LATE (Market Deadline Missed): Instruction was received after market deadline.
LIQU (Insufficient Central Bank Liquidity): Central bank liquidity is insufficient.
MCER (Missing Certification): Awaiting receipt of adequate certification.
NPAY (No Payment): Payment has not been made by issuer.
NSEC (Not Delivered): Financial instruments have not been delivered by the issuer.
PENR (Pending Receipt): The instruction is pending receipt of securities, for example, from a purchase, loan etc.
PRCY (Counterparty Instruction On Hold): Counterparty's instruction is a preadvice, that is, for matching only.
REGT (Certificates Rejected): Certificates have been lodged with the registrar but rejected due to incomplete
SETS (Settlement System Method Modified): Settlement system/method has been modified at central securities depository to allow settlement.
VLDA (Valid For Tax Authorities): For tax reclaim, the event is pending, the tax reclaim is valid for the tax authorities.
PRSY (System On Hold): Transaction was put on hold/frozen by the system.
CDCY (Conditional Currency): Execution is conditional to the execution of a process linked to the currency of the transaction.
CDRG (Conditional Registrar): Execution is conditional to the execution of a process at the registrar.
CONF (Awaiting Confirmation): Awaiting confirmation from the counterparty.
CDRE (Conditional Realignement): Execution is conditional to the execution of a process of realignment at the issuer CSD.
OTHR (Other): Other. See Narrative.
IPNC (Cancel Not Possible): Instruction has been processed and cannot be cancelled.