SecuritiesEndOfProcessReportV02semt.023.001.02

SecuritiesEndOfProcessReportV02
SctiesEndOfPrcRpt
Mandatory
Pagination
Pgntn
Repetition (0..n)
Report General Details
RptGnlDtls
Mandatory
Confirmation Parties
ConfPties
Repetition (0..n)
Buyer
Buyr
Optional
Borrower
Brrwr
Optional
Seller
Sellr
Optional
Lender
Lndr
Optional
Broker Of Credit
BrkrOfCdt
Optional
Introducing Firm
IntrdcgFirm
Optional
Step In Firm
StepInFirm
Optional
Step Out Firm
StepOutFirm
Optional
Clearing Firm
ClrFirm
Optional
Identification
Id
Mandatory
Alternate Identification
AltrnId
Optional
Processing Identification
PrcgId
Optional
Additional Information
AddtlInf
Optional

Investor Protection Association Membership

InvstrPrtcnAssoctnMmbsh
Optional

Definition: Indicates whether the confirmation party is a member of the investor protection association required, eg, as per regulation.

Type: YesNoIndicator

Restrictions:

    Executing Broker
    ExctgBrkr
    Optional
    CMU Party
    CMUPty
    Optional
    CMU Counterparty
    CMUCtrPty
    Optional
    Affirming Party
    AffrmgPty
    Optional
    Trade Beneficiary Party
    TradBnfcryPty
    Optional
    Investor
    Invstr
    Repetition (0..n)
    Supplementary Data
    SplmtryData
    Repetition (0..n)
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    DenyAllow