SecuritiesBalanceTransparencyReportV02semt.041.001.02

Definition: Specifies the business role of the message sender and, therefore, the business relationship between the sender and the receiver (or the interests represented by them, in those cases where another entity is acting on behalf of the sender or receiver). The message is exchanged between two entities, one being the account servicer and the other the account owner, and the message can be used with either one as the sender.

Type: SenderBusinessRole1Code (String)

Allowed Values:

• AOWN (Account Owner): Sender is the owner of the safekeeping account. The sender is disclosing the breakdown of the underlying owners of sender's holdings with the receiver.
• ASER (Account Servicer): Sender is the account servicer of an account owned by the receiver.