SecuritiesBalanceTransparencyReportStatusAdviceV01semt.042.001.01

Definition: Status reason expressed as a code.

Type: HoldingRejectionReason41Code (String)

Allowed Values:

• INPR (Invalid Price): Price does not comply with the financial instrument's characteristics.
• INID (Invalid Identification): Instruction contains an invalid message identification, identification is unknown.
• AGIN (Invalid Agent): Invalid agent identification supplied.
• INTE (Intermediary): Intermediary is not recognised or is invalid.
• CERT (Incorrect Certification): Instruction is rejected since the provided certification is incorrect or incomplete.
• BPAR (Business Partner Number Rejection): Unrecognised or invalid business partner number.
• BREF (Bank Reference Number Rejection): Unrecognised or invalid bank reference number.
• DADR (Address Details Rejection): Address details are incorrect or cannot be recognised.
• DCUS (Delivering Custodian): Unrecognised or invalid delivering custodian.
• IACT (Incorrect Activity Type): Incorrect activity type specified, for example, pre-release conversion.
• INVA (Invalid For Tax Authorities): For tax reclaim, the reclaim is invalid for the tax authorities.
• INDT (Invalid Details): Message details specified in the instruction/request are inconsistent with those that were specified in the relating original message.
• OPTI (Invalid Option): Invalid combination of corporate action option code and corporate action option number.
• OPTY (Invalid Option Type): Invalid option type.
• INMO (Invalid Movement Information): Details specified in the movement general information block are inconsistent with those that were specified in the relating original message.
• INVM (Invalid Modification Request): Invalid or unrecognized modification request.
• INUS (Invalid Underlying Security): Underlying security identification does not correspond with the corporate action reference supplied.
• DSEC (Invalid Security): Unrecognised or invalid financial instrument identification.
• ENDP (Missing Period End Date): Period ending date or code is missing.
• STAR (Missing Period Start Date): Period starting date or code is missing.
• SECO (Missing Option): Second option is mandatory.
• NOHO (No Holding): No holding for the specified underlying security.
• NINS (No Instrument Market): Referred instrument does not exist in combination with the mentioned market.
• NOAP (Not Applicable): Instruction type is not applicable for mandatory events.
• NAUT (Not Authorised): Permission to be processed is not granted.
• AGID (Not Defined Agent): Party is not defined as an agent.
• DISP (Not Eligible Disperse Security): Disperse security is not eligible in the (ICSD) service provider owner.
• CORR (Not Identified Correspondent Bank): Unable to identify correspondent bank.
• INPS (Place Of Safekeeping): Unrecognised, invalid or missing place of safekeeping.
• PLCE (Place Of Trade): Unrecognised or invalid place of trade.
• PRIC (Price Exceeds): Price in the execution exceeds the order price.
• IVAG (Receiving Agent): Receiving agent is not recognised or is invalid.
• QUNP (Quantity Unit Type): Quantity unit type is not provided.
• DQUA (Quantity Rejection): Unrecognised or invalid instructed quantity.
• EQTY (Quantity Exceeds): Quantity in the execution exceeds the ordered quantity.
• DEPT (Receiving Delivering Depository): Unrecognised or invalid depository.
• RCUS (Receiving Custodian): Unrecognised or invalid receiving agent.
• SAFE (Safekeeping Account Rejection): Unrecognised or invalid message sender's safekeeping account.
• DMON (Settlement Amount Rejection): Unrecognised or invalid settlement amount.
• NCRR (Settlement Amount Currency Rejection): Unrecognised or invalid settlement amount currency.
• TQNP (Traded Securities Quantity): Traded securities quantity not provided.
• SETR (Settlement Transaction Rejection): Unrecognised or invalid settlement transaction type.
• UKWN (Unknown Symbol): Financial instrument's symbol has not been recognized.
• DDEA (Deal Price): Unrecognised or invalid deal price.
• TERM (Closing Date Time Rejection): Unrecognised or invalid closing date/ time.
• ULNK (Invalid Reference): Linked reference is unknown.
• NARR (Narrative Reason): See narrative field for reason.
• NRGN (Not Found Rejection): Instruction could not be found.
• INVB (Invalid Balance): Instruction aims at using an invalid balance.
• ADEA (Account Servicer Deadline Missed): Transaction/instruction received after the account servicer's specified deadline.
• CASH (Cash Account): Unrecognised or invalid cash account.
• COMC (Commercialization Contract Rejection): Unrecognised or invalid commercialisation contract.
• CONL (Concentration Limit Exceeded): Concentration limit was exceeded.
• INHO (Insufficient Balance): Insufficient balance.
• ICOL (Insufficient Collateral): Insufficient collateral proposed.
• INVE (Invalid Investor Party): Unrecognised or invalid investor party. May be used by an executing party to reject an instruction for an investor (or portfolio) for which it is not authorised to act.
• INVN (Invalid Lot Number): Invalid or unrecognized lot number.
• INVL (Invalid Link): Invalid or unrecognized link.
• VALR (Invalid Rule): Account servicer validation rule rejection.
• INUK (Investor Name Address Unknown): Investor name and address is not recognised.
• LATT (Late): Instruction/Request arrives too late.
• MINO (Minimum Settlement Quantity): Quantity instructed is lower than the minimum existing settlement quantity for the financial instrument.
• BOIS (Missing Beneficiary Owner Details): Rejected due to missing beneficiary owner details.
• MCER (Missing Certification): Certification has not been filled in.
• IPOA (Missing Or Invalid POA): Missing or invalid power of attorney.
• MUNO (Multiple Settlement Quantity): Quantity instructed is not a multiple of an existing settlement quantity lot for the financial instrument.
• INNA (Narrative Information Rejection): Unrecognised or invalid service level agreement pre-agreed narrative information.
• NINV (No Inventory): Requested financial instrument is not available.
• ELIG (Non Eligible Security): Security is not eligible.
• PERI (Period End Date Before Start Date): Period ending date is before period starting date.
• REFE (Reference Rejection): Instruction has a reference identical to another previously received instruction.
• SAID (Same Identification): Several messages with the same identification.
• OWNT (Type Of Ownership Rejection): Type of ownership indicated is not correct.
• NTAV (Not Available): Reason is not available or unknown.