Code (Cd)

CUST (Custodian): Party that safekeeps and administers assets on behalf of the owner.
DIST (Distributor): Party that act as an wholesaler of funds.
FMCO (Fund Management Company): Party that sets up a fund, decides upon the investment strategy, appoints agents, and is responsible for the promotion and the marketing of the fund. This party makes all the strategic decisions related to a fund.
INTR (Intermediary): Party that provides services to investors relating to financial products. These services may include some, or all of, provision of information and advice on products, placement of investment orders, transmission of payment, custody of assets, and the administration of rights and benefits. In the specific framework of investment funds industry, an intermediary may present information about funds to potential investors, and solicit orders for the fund. This intermediary may facilitate the transmission of the orders and information from/to the investors and/or other intermediaries. The intermediary receives commission from the Fund and/or fees from the investor.
INVE (Investment Manager): Party that implements the investment strategy, that is, selects portfolio investments in accordance with the objectives and strategy in the fund's prospectus, and places orders to effect or liquidate selected investments in accordance with net flow of capital into or out of the fund.
INVS (Investor): Party, either an individual or organisation, whose assets are being invested.
TRAG (Transfer Agent): Party appointed by the fund management company. This party updates records of investor accounts to reflect the daily investor purchases,
TRAN (Transmitting Agent): Party that transmits the instruction, advice, notification or report. UCL1 UnderlyingClient1 Underlying client of the intermediary. UCL2 UnderlyingClient2 Underlying client of underlying client 1.
UCL1
UCL2
REGI (Registrar): Party responsible for keeping track of the owners of securities. In the investment fund business, this party keeps the investor registry of the fund, and administers investor accounts and related records. It is appointed by the fund management company.
CACO (Cash Correspondent): Financial institution that executes cash transfers on behalf of its clients.
CONC (Concentrator): Party that acts as an aggregator of funds, also called a funds hub.
DATP (Data Provider): Source of financial information. Provides financial news and data (for example, facts, statistics and analysis), for professional and individual investors through various media, for example, the Internet, magazines.