SecuritiesSettlementTransactionStatusAdvice002V12sese.024.002.12

Definition: Specifies the reason why the instruction has a pending status.

Type: PendingReason24Code (String)

Allowed Values:

• AWMO (Awaiting Money): Financial instruments are delivered, but still awaiting money from counterparty.
• ADEA (Account Servicer Deadline Missed): Instruction was received after the account servicer's deadline. Processed on best effort basis.
• CAIS (Awaiting Securities): Awaiting financial instruments from a corporate action or other procedure, for example, conversion, dematerialisation, exchange, registration, stamping, splitting.
• REFU (Instruction Refused Or Not Recognised): Instruction has been refused or not recognised and is represented automatically.
• AWSH (Awaiting Securities From Counterparty): Financial instruments have not yet been received from the counterparty (if receive against payment trade), the money has been delivered.
• PHSE (Physical Delivery Delay): Settlement is physical. Financial instruments are being delivered.
• TAMM (Trade Amended In Market): Trade is being amended in the market.
• DOCY (Awaiting Documents Or Endorsements From You): Awaiting documents or endorsements from you.
• DOCC (Awaiting Documents Or Endorsements From Coun): Awaiting documents or endorsements terparty from counterparty.
• BLOC (Account Blocked): Your account is blocked, no instruction can settle over the account.
• CHAS (Enquiry Sent): A chaser/enquiry has been sent.
• NEWI (New Issues): Financial instrument is a new issue and not yet available/tradable.
• CLAC (Counterparty Insufficient Securities): Insufficient deliverable financial instruments in counterparty's account or counterparty does not hold financial instruments.
• MUNO (Multiple Settlement Amount): Quantity instructed is not a multiple of an existing settlement quantity lot for the financial instrument.
• GLOB (Global Form Securities): Settlement cannot be executed; financial instruments are in global form.
• PREA (Your Instruction On Hold): Your instruction is a preadvice, that is, for matching only.
• PART (Trade Settles In Partials): Trade will settle in partials.
• NMAS (No Matching Required): Instruction has not been matched; matching process is not required.
• NOFX (No Foreign Exchange Instruction): A foreign exchange instruction from you is missing.
• CMON (Counterparty Insufficient Money): Insufficient money in counterparty's account.
• YCOL (Collateral Shortage): Insufficient collateral in your account to execute the instruction.
• COLL (Securities Pledged As Collateral): Financial instruments are not deliverable as they are pledged as collateral.
• DEPO (Refused Deposit For Issue Of Depositary Receipts): Deposit of shares for the issuing of depositary receipts has been refused. The allotment granted by the issuer is exceeded by your transaction.
• FLIM (Maximum Foreign Limit Reached): Insufficient deliverable financial instruments in your account as maximum foreign limit has been reached.
• INCA (Income Adjustement Required): Financial instruments require income adjustment, for example, dividend or interest.
• LINK (Pending Linked Instruction): Your instruction is pending settlement because the instruction linked to it is pending.
• FUTU (Awaiting Settlement Date): Awaiting settlement date. No settlement problems to be reported.
• LACK (Lack Of Securities): Insufficient financial instruments in your account.
• LALO (Securities Loaned Out): Financial instruments are out on loan.
• MONY (Insufficient Money): Insufficient money in your account.
• NCON (Confirmation Not Received): Confirmation of settlement has not yet been received.
• REFS (Not In Good Order): Delivery/receipt was refused because physical financial instruments are not in good order.
• SDUT (Lack Of Stamp Duty Information): Stamp duty information is missing.
• BATC (Processing Batch Difference): Processing batch differs in the counterparty's instruction, for example, daytime/real-time versus overnight.
• SBLO (Securities Blocked): Financial instruments are blocked due to a corporate action event, realignment, etc.
• CPEC (Counterparty In Receivership): Counterparty is in receivership (form of bankruptcy where a court appointed person - the receiver - manages the affairs of the business).
• MINO (Minimum Settlement Amount): Quantity instructed is lower than the minimum existing settlement quantity for the financial instrument.
• IAAD (Status Reason Investigation): Pending reason being investigated.
• OTHR (Other): Other. See Narrative.
• PHCK (Physical Securities Verification): Physical financial instruments have been received and are being checked for authenticity.
• BENO (Beneficial Ownership Disagreement): Disagreement in beneficial ownership.
• BOTH (Both Instructions On Hold): Counterparty's instruction and your instruction are on hold/frozen/ in a preadvice mode.
• CLHT (Clearing House Trade): Instructed settlement date does not agree with the settlement date on the clearing house trade, that is, a specific type of trade in India.
• DENO (Unavailable Deliverable Denominated Quantity): Quantity instructed does not match the denomination available/deliverable. Physical securities need to be obtained in deliverable denominated quantities.
• DISA (Natural Disaster): Exceptional closing of all financial institutions due to natural disaster, for example, earthquake.
• DKNY (Counterparty Returned Shares): Counterparty has returned or refuses the securities.
• FROZ (Securities Frozen At CSD): Financial instruments are blocked at the Central Security Depository (CSD) following a corporate event.
• LAAW (Awaiting Other Transaction): Awaiting settlement of a purchase to cover failing positions.
• LATE (Market Deadline Missed): Instruction was received after market deadline.
• LIQU (Insufficient Central Bank Liquidity): Central bank liquidity is insufficient.
• PRCY (Counterparty Instruction On Hold): Counterparty's instruction is a preadvice, that is, for matching only.
• REGT (Certificates Rejected): Certificates have been lodged with the registrar but rejected due to incomplete documentation or foreign ownership limitation reached.
• SETS (Settlement System Method Modified): Settlement system/method has been modified at central securities depository to allow settlement.
• CERT (Wrong Certificates Numbers): Certificate number error.
• PRSY (System On Hold): Transaction was put on hold/frozen by the system.
• CSDH (CSD Hold): Central securities depository sets the instruction in a hold/frozen/preadvice mode.
• CVAL (CSD Validation): Instruction is in a hold/frozen/preadvice mode as it fulfils predefined conditions of a restriction processing type in the market infrastructure platform.
• CDLR (Conditional Delivery Awaiting Release): Instruction is in a hold/frozen/preadvice mode. Market infrastructure platform is awaiting release.
• INBC (Incomplete Number Count): Not all the instructions part of a pool have been received.
• PREL (Partially Released): Transaction has been partially released.
• PATD (Partial Differ): Disagreement on partial indicator preventing partial settlement.