SecuritiesTradeConfirmationStatusAdviceV03setr.044.001.03

SecuritiesTradeConfirmationStatusAdviceV03
SctiesTradConfStsAdvc
Mandatory
Identification
Id
Mandatory
References
Refs
Repetition (1..n)
Affirmation Status
AffirmSts
Optional
Processing Status
PrcgSts
Optional
Matching Status
MtchgSts
Optional
Replacement Processing Status
RplcmntPrcgSts
Optional
Cancellation Processing Status
CxlPrcgSts
Optional
Party Trading Details
PtyTradgDtls
Optional
Counterparty Trading Details
CtrPtyTradgDtls
Optional
Business Process Type
BizPrcTp
Optional
Order Identification
OrdrId
Repetition (0..n)
Client Order Identification
ClntOrdrId
Repetition (0..n)
Secondary Client Order Identification
ScndryClntOrdrId
Repetition (0..n)
List Identification
ListId
Repetition (0..n)
Financial Instrument Identification
FinInstrmId
Mandatory
Side
Sd
Mandatory
Payment
Pmt
Optional
Trade Transaction Type
TradTxTp
Optional
Trade Transaction Condition
TradTxCond
Repetition (0..n)
Pre Advice
PreAdvc
Optional
Place Of Trade
PlcOfTrad
Optional
Order Booking Date
OrdrBookgDt
Optional
Trade Origination Date
TradOrgtnDt
Optional
Trade Date
TradDt
Mandatory
Processing Date
PrcgDt
Optional
Settlement Date
SttlmDt
Mandatory
NAV Date
NAVDt
Optional
Partial Fill Details
PrtlFillDtls
Repetition (0..n)
Confirmation Quantity
ConfQty
Mandatory
Quantity Breakdown
QtyBrkdwn
Repetition (0..n)
Gross Trade Amount
GrssTradAmt
Optional
Deal Price
DealPric
Mandatory
Type Of Price
TpOfPric
Optional
Cash Margin
CshMrgn
Optional
Commission
Comssn
Optional
Type
Tp
Mandatory

Code

Cd
Choice

Definition: Commission type is identified using a code.

Type: CommissionType9Code (String)

Allowed Values:

  • CLDI (Client Directed): Commission is as per client agreement.
  • STEP (Step Out): Commission for a step-out trade, charged by the step-out broker.
  • SOFT (Soft Dollar): Commission designated by the broker for third party services. The soft dollar arrangement refers to an arrangement wherean investment manager directs transactions to a brokerand, in exchange, the broker provides brokerage and research services to the investment manager. Soft dollar arrangements include proprietary and third party research arrangements, but
  • PERN (Percentage Of Principal): Commission is a percentage of principal.
  • FLAT (Flat Fee): Commission is a flat fee.
  • PERU (Per Unit): Commission is per unit of financial instrument.
  • PWCD (Percentage Commission Waived As Cash Discount): Commission is a percentage commission waived as cash discount.
  • PWEU (Percentage Commission Waived As Additional Unit): Commission is a percentage commission s waived as additional units.
  • BRKR (Brokerage Rate): Brokerage commission.
  • DFDP (Differential Or Deferred Payment): Differential or deferred payment commission rate. .
  • PBOC (Points Per Bond Or Contract): Commission is based on points per bond or contract.

Proprietary
Prtry
Choice
Commission
Comssn
Mandatory
Recipient Identification
RcptId
Optional
Calculation Date
ClctnDt
Optional
Total Commission
TtlComssn
Optional
Total VAT Amount
TtlVATAmt
Optional
VAT Rate
VATRate
Optional
Number Of Days Accrued
NbOfDaysAcrd
Optional
Give Up Number Of Days
GvUpNbOfDays
Optional
Interest Type
IntrstTp
Optional
Accrued Interest Percentage
AcrdIntrstPctg
Optional
Trade Regulatory Conditions Type
TradRgltryCondsTp
Optional
Currency To Buy Or Sell
CcyToBuyOrSell
Optional
Order Originator Eligibility
OrdrOrgtrElgblty
Optional
Position Effect
PosFct
Optional
Derivative Covered
DerivCvrd
Optional
Charge Tax Basis Type
ChrgTaxBsisTp
Optional
Capital Gain Type
CptlGnTp
Optional
Match Status
MtchSts
Optional
Call In Type
CallInTp
Optional
Yield Type
YldTp
Optional
Reporting
Rptg
Repetition (0..n)
Additional Physical Or Registration Details
AddtlPhysOrRegnDtls
Optional
Additional Trade Instruction Processing Information
AddtlTradInstrPrcgInf
Optional
Accrued Interest Amount
AcrdIntrstAmt
Optional
Confirmation Parties
ConfPties
Repetition (0..n)
Delivering Settlement Parties
DlvrgSttlmPties
Optional
Receiving Settlement Parties
RcvgSttlmPties
Optional
Supplementary Data
SplmtryData
Repetition (0..n)
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