SecuritiesTradeConfirmationStatusAdviceV03setr.044.001.03

Mandatory
Mandatory
Refs
Repetition (1..n)
AffirmSts
Optional
Optional
MtchgSts
Optional
Optional
Optional
PtyTradgDtls
Optional
Optional
Repetition (0..n)
Repetition (0..n)
Repetition (0..n)
Repetition (0..n)
Mandatory

Side

Sd
Mandatory

Definition: Coded list to specify the side of the order.

Type: Side3Code (String)

Allowed Values:

  • BUYI (Buy): Order is buy driven.
  • SELL (Sell): Order is sell driven.
  • CROS (Cross): Identifies an order for which a broker wishes to take the other side and cross with the client.
  • CRSH (Cross Short): Identifies a type of order for which a broker wants to cross with the client in the case a client wants to establish a short position, and sends a Sell Short order to the broker. Many exchanges have tick rules needing to be enforced, and the order getting converted from Sell Short to Cross (instead of Cross Short) could result in an illegal short sell.
  • CSHE (Cross Short Exempt): Identifies a type of order for which a broker wants to cross with the client in the case a client wants to establish a short position and is exempt from the uptick restriction. Used as audit trail on exchanges.
  • DEFI (As Defined): Indicates, in the case of a multileg instrument,that the sides of the legs are the same as defined at the creation of the multileg instrument.
  • OPPO (Opposite): Indicates, in the case of a multileg instrument,that the sides of the legs are the opposite of their definition at the creation of the multileg instrument.
  • UNDI (Undisclosed): The side of the indication of interest is not disclosed.
  • TWOS (Two Sided): Indicates that the side refers to both buys and sells.
  • BUMI (Buy Minus): A round-lot market order to buy minus is an order to buy a stated amount of a stock provided that its price is: - not higher than the last sale if the last sale was a minus or zero minus tick and - not higher than the last sale minus the minimum fractional change in the stock if the last sale was a plus or zero plus tick. A limit price order to buy minus also states the highest price at which it can be executed.
  • SEPL (Sell Plus): A round-lot market order to sell plus is an order to sell a stated amount of a stock provided that its price is: - not lower than the last sale if the last sale was a plus or zero plus tick and - not lower than the last sale minus the minimum fractional change in the stock if the last sale was a minus or zero minus tick. A limit-price order to sell plus also states the lowest price at which it can be executed.
  • SESH (Sell Short): An order to sell a security that the seller does not own; a sale effected by delivering a security borrowed by, or for the account of, the seller. Can only be executed on a plus or zero plus tick.
  • SSEX (Sell Short Exempt): Short sale exempt from short-sale rules.
  • LEND (Lend): Order is to lend securities.
  • BORW (Borrow): Order is to borrow securities.
  • OPEX (Option Exercise): Exercise of an option contract.

Pmt
Optional
Optional
Repetition (0..n)
PreAdvc
Optional
PlcOfTrad
Optional
OrdrBookgDt
Optional
Optional
TradDt
Mandatory
Optional
SttlmDt
Mandatory
NAVDt
Optional
PrtlFillDtls
Repetition (0..n)
Mandatory
QtyBrkdwn
Repetition (0..n)
GrssTradAmt
Optional
DealPric
Mandatory
TpOfPric
Optional
CshMrgn
Optional
Comssn
Optional
NbOfDaysAcrd
Optional
GvUpNbOfDays
Optional
IntrstTp
Optional
Optional
Optional
CcyToBuyOrSell
Optional
OrdrOrgtrElgblty
Optional
Optional
DerivCvrd
Optional
ChrgTaxBsisTp
Optional
Optional
MtchSts
Optional
CallInTp
Optional
YldTp
Optional
Rptg
Repetition (0..n)
Optional
AcrdIntrstAmt
Optional
Optional
Repetition (0..n)
Optional
Optional
SplmtryData
Repetition (0..n)
We use cookies to personalize content and ads, as well as to analyze our traffic. We also share information about your use of our site with our advertising and analytics partners who may combine it with other information that you've provided to them or that they've collected from your use of their services.
DenyAllow